hips/HIPs/hip-0065-backup-disaster-recovery-standard.md

hip, title, author, type, category, status, created, requires

hip	title	author	type	category	status	created	requires
0065	Backup & Disaster Recovery Standard	Hanzo AI Team	Standards Track	Infrastructure	Final	2026-02-23	HIP-0027, HIP-1164, HIP-1104, HIP-1241

HIP-0065: Backup & Disaster Recovery Standard

Abstract

This proposal defines the unified backup and disaster recovery (DR) standard for all stateful services in the Hanzo ecosystem. Every data store -- SQL (HIP-1104), Valkey/KV (HIP-1164), Hanzo Datastore (HIP-1241), MinIO/S3 (HIP-0405), model artifacts, training checkpoints, datasets, and configuration secrets -- MUST be backed up, verified, and recoverable through the single Hanzo Backup service defined here.

Repository: none yet -- the backup controller described below is proposed, not built. Image: none yet. The ghcr.io/hanzoai/backup name is already taken by an unrelated service, so this controller needs a different one when it ships. Port: 8065 (backup controller API) License: Apache-2.0

Motivation

Hanzo operates 15+ stateful services across two Kubernetes clusters (hanzo-k8s, lux-k8s). Each service adopted its own backup approach:

• PostgreSQL runs a CronJob with pg_dump every 6 hours (HIP-1104).
• KV relies on RDB snapshots that only persist to the local PVC.
• Hanzo Datastore has no automated backup; operators run manual BACKUP commands.
• MinIO replicates buckets between clusters but has no off-site copy.
• Model artifacts are stored in S3 buckets with no versioning policy.
• KMS secrets are backed up only through the KMS built-in export.

This patchwork creates five problems:

1. No unified Recovery Point Objective (RPO). Some services can lose 6 hours of data (SQL) while others can lose days (Hanzo Datastore). There is no organizational agreement on acceptable data loss per service tier.

2. No tested Recovery Time Objective (RTO). Nobody has timed a full restore of any service from backup. We have backups but no proof they work. Untested backups are not backups.

3. No cross-region copies. All backups live in the same DigitalOcean region as the production clusters. A regional outage (datacenter fire, network partition) destroys both production data and backups simultaneously.

4. No AI-specific DR. Model weights, training checkpoints, and datasets are the most valuable and most expensive-to-reproduce assets in the organization. Recreating a fine-tuned model from scratch costs thousands of dollars in GPU time. Yet these artifacts have no formal backup or versioning strategy.

5. No encryption consistency. Some backups are encrypted; some are not. There is no standard for which KMS key encrypts what, or how to rotate backup encryption keys.

We need ONE backup and DR system that covers every data store with explicit RPO/RTO targets, automated verification, cross-region replication, and AI-aware artifact preservation.

Design Philosophy

This section explains the reasoning behind each major architectural decision. Every heading addresses a single decision and why the alternatives were rejected.

Why Unified Backup Over Per-Service Scripts

The status quo is per-service backup scripts: a CronJob for SQL, a ConfigMap-driven script for KV, nothing for Hanzo Datastore. This approach has three fundamental problems:

1. Inconsistent scheduling. Each team picks its own cron schedule. There is no way to answer "what is the most recent consistent snapshot of the entire system?" because backups are taken at different times.

2. No single recovery plan. Disaster recovery requires restoring multiple services in the correct order (KMS first, then SQL, then application services). Per-service scripts have no concept of orchestrated recovery.

3. Duplicated infrastructure. Every script independently implements S3 upload, retention pruning, encryption, and alerting. This code is duplicated across 5+ CronJobs and tested nowhere.

A unified backup controller eliminates all three problems. It schedules backups across all stores, maintains a dependency graph for ordered recovery, and provides a single codebase for upload, encryption, verification, and alerting.

The trade-off is coupling: a bug in the backup controller affects all stores. We accept this because backup infrastructure is inherently cross-cutting. A single well-tested controller is more reliable than five untested scripts.

Specification

Service Tiers and RPO/RTO Targets

Every Hanzo service is assigned one of three tiers:

Tier	RPO	RTO	Backup Frequency	Replication	Examples
Critical	1 minute	5 minutes	Continuous (WAL/AOF streaming)	Synchronous cross-region	SQL (IAM, Cloud), KMS secrets
Standard	1 hour	1 hour	Hourly snapshots	Async cross-region	Valkey/KV, Hanzo Datastore, MinIO buckets
Archival	24 hours	4 hours	Daily snapshots	Async, single copy	Model artifacts, training datasets, logs

RPO = Recovery Point Objective (maximum acceptable data loss). RTO = Recovery Time Objective (maximum acceptable downtime during recovery).

Backup Targets

The backup controller manages the following data stores:

Backup Controller (:8065)
  │
  ├── PostgreSQL (HIP-1104)  ── pg_basebackup + WAL archiving
  ├── Valkey/KV  (HIP-1164)  ── RDB snapshot export
  ├── Hanzo Datastore (HIP-1241)  ── BACKUP DATABASE ... TO S3
  ├── MinIO/S3   (HIP-0405)  ── mc mirror (bucket replication)
  ├── Model Weights / Checkpoints / Datasets  ── versioned S3
  └── Config / Secrets  ── Velero + KMS export
          │
    Encryption (KMS HIP-0027)
          │
    S3 Primary Region  ──async──→  S3 Secondary Region

Per-Store Backup Methods

SQL (Critical Tier)

Two complementary backup mechanisms run simultaneously:

1. Continuous WAL archiving. WAL segments are shipped to the backup S3 bucket as they are produced. This provides point-in-time recovery (PITR) to any second within the WAL retention window (default: 7 days). Configuration:

   # postgresql.conf additions for PITR
   archive_mode = on
   archive_command = 'backup-wal-push %p --endpoint s3://hanzo-backups/wal/%f'
   archive_timeout = 60
   

2. Periodic base backups. A full pg_basebackup runs every 24 hours. This establishes a restore baseline. PITR replays WAL on top of the most recent base backup.

   To restore to a specific point in time:

   # Restore base backup
   backup-pg-restore --base-backup 20260223_000000 \
     --target-time "2026-02-23 14:30:00 UTC" \
     --endpoint s3://hanzo-backups
   

The existing pg_dump CronJob (HIP-1104) continues as a logical backup for selective per-database restore. It supplements but does not replace PITR.

Valkey/KV (Standard Tier)

KV supports two persistence formats:

• RDB snapshots: Point-in-time binary dumps. Compact and fast to restore.
• AOF (Append Only File): Write-ahead log of every command. Higher fidelity but larger and slower to replay.

The backup controller exports an RDB snapshot every hour and uploads it to S3. For critical deployments that require sub-hour RPO, AOF streaming to S3 can be enabled per-instance.

# Trigger RDB snapshot and upload
backup-kv-snapshot --host localhost:6379 \
  --output s3://hanzo-backups/kv/$(date +%Y%m%d_%H%M%S).rdb

Hanzo Datastore (Standard Tier)

Hanzo Datastore provides native BACKUP TABLE ... TO S3(...) syntax. The backup controller issues backup commands for each database on an hourly schedule.

BACKUP DATABASE insights TO S3(
  'https://s3.hanzo-backups.svc/datastore/insights/20260223_140000',
  'backup-access-key',
  'backup-secret-key'
) SETTINGS compression_method = 'zstd';

Incremental backups are supported via BACKUP ... SETTINGS base_backup. Each hourly backup is incremental against the most recent daily full backup.

MinIO/S3 Object Storage (Standard Tier)

MinIO buckets are replicated using mc mirror to a secondary S3 endpoint. This provides both backup and geographic redundancy.

# Mirror production bucket to backup region
mc mirror --watch --overwrite \
  prod/hanzo-storage s3backup/hanzo-storage

For versioned buckets (model weights, datasets), MinIO's built-in versioning preserves every object revision. The backup controller verifies that versioning is enabled on all critical buckets.

Model Artifacts and Training Checkpoints (Archival Tier)

AI artifacts are the most expensive data to reproduce. A single fine-tuning run can cost $500-10,000 in GPU compute. The backup strategy must preserve:

1. Model weights: Final trained parameters. Stored in MinIO with versioning. Each model version is tagged with its training run ID, dataset hash, and hyperparameter fingerprint.

2. Training checkpoints: Intermediate snapshots taken every N steps during training. These allow resuming a failed training run without starting over. Retained for 30 days after training completion, then pruned.

3. Datasets: Training and evaluation data. Versioned using content-addressed hashing (SHA-256 of the dataset manifest). Immutable once published.

All artifacts are stored in dedicated MinIO buckets with lifecycle rules:

Artifact Type	Bucket	Versioning	Retention
Model weights (released)	models-release	Enabled	Permanent
Model weights (experimental)	models-dev	Enabled	90 days
Training checkpoints	training-checkpoints	Disabled	30 days post-run
Datasets (published)	dataset	Enabled (content-addressed)	Permanent
Datasets (staging)	datasets-staging	Disabled	14 days

Configuration and Secrets (Critical Tier)

Two mechanisms protect cluster configuration:

1. Velero: Backs up all Kubernetes API objects (Deployments, StatefulSets, ConfigMaps, CRDs, Services) to S3 every hour. Velero also coordinates PVC snapshot creation for volume-level backup.

   velero schedule create hanzo-cluster-backup \
     --schedule="0 * * * *" \
     --include-namespaces hanzo \
     --storage-location default \
     --ttl 720h
   

2. KMS export: KMS secrets are exported nightly as an encrypted JSON bundle. This bundle is encrypted with a separate backup-specific KMS key that is itself stored in a hardware security module (HSM) or offline cold storage.

Cross-Region Replication

Every backup is replicated to a secondary geographic region. The primary and secondary regions MUST be in different data centers with independent failure domains.

Primary (NYC1/SFO3)              Secondary (AMS3/SGP1)
s3://hanzo-backups     ──async──→  s3://hanzo-backups-secondary
  WAL, RDB, CH, Velero              Full replica of all backup data

Replication lag for async cross-region copy MUST stay below 15 minutes under normal operation. The backup controller monitors replication lag and alerts when it exceeds the threshold.

Point-in-Time Recovery (PITR)

PITR is available for SQL via WAL archiving. The recovery window is configurable per cluster:

Cluster	PITR Window	WAL Retention
hanzo-k8s	7 days	7 days of WAL segments
lux-k8s	7 days	7 days of WAL segments

To perform PITR:

# 1. Stop the target SQL instance
kubectl scale statefulset postgres --replicas=0

# 2. Restore base backup + replay WAL to target time
backup-pg-restore \
  --cluster hanzo-k8s \
  --target-time "2026-02-23 14:30:00 UTC" \
  --output /var/lib/postgresql/data

# 3. Start SQL (it will replay WAL to the target time)
kubectl scale statefulset postgres --replicas=1

For KV and Hanzo Datastore, PITR is not natively supported. Recovery is to the most recent snapshot. If sub-hour granularity is needed for KV, enable AOF streaming.

Backup Encryption

All backups MUST be encrypted at rest using AES-256-GCM. Encryption keys are managed by KMS (HIP-0027).

Backup data → AES-256-GCM encryption → Encrypted blob → S3 upload
                     ↑
              Data Encryption Key (DEK)
                     ↑
              Key Encryption Key (KEK) from KMS

Key hierarchy:

1. KEK (Key Encryption Key): Stored in KMS under path /backup/kek. Rotated every 90 days. Old KEKs are retained (but marked inactive) for decrypting historical backups.

2. DEK (Data Encryption Key): Generated per backup operation. Encrypted with the current KEK and stored alongside the backup metadata.

3. Emergency recovery key: A copy of the KEK is stored offline (printed QR code in a physical safe) for scenarios where KMS itself is unavailable.

Automated Backup Verification

Backups that are never tested are not backups. The backup controller runs automated restore tests on every backup:

1. Integrity check: After upload, download the backup and verify SHA-256 checksum matches. This catches S3 corruption and upload errors.

2. Restore test: Once per day, the backup controller spins up an ephemeral environment (a temporary Pod with no production access) and restores the most recent backup of each Critical-tier service. If the restore succeeds and basic health checks pass, the test passes.

3. Data consistency check: For PostgreSQL, run pg_restore --list to verify the dump TOC is valid. For Hanzo Datastore, run CHECK TABLE on restored tables. For KV, load the RDB and run DBSIZE to verify non-zero key count.

Verification runs as a CronJob at 04:00 UTC daily (backup-verify --all-critical). Failures trigger PagerDuty alerts at the same severity as a production outage.

Retention Policy

Backup Type	Retention	Pruning
WAL segments	7 days	Automatic after base backup + WAL coverage
SQL base backups	30 days	Oldest pruned when count exceeds 30
KV RDB snapshots	30 days	Oldest pruned when count exceeds 720 (hourly)
Hanzo Datastore backups	90 days	Oldest pruned when count exceeds 2160
MinIO bucket mirrors	Current + 1 previous	Continuous mirror, version history in bucket
Velero cluster backups	30 days	TTL-based (720h)
KMS secret exports	90 days	Oldest pruned on schedule
Model weights (released)	Permanent	Never pruned
Training checkpoints	30 days post-run	Automatic after run completion + 30d

Implementation

Backup Controller

The backup controller is a Go binary deployed as a single-replica Kubernetes Deployment in the hanzo namespace. It authenticates to all data stores using credentials from KMS and uploads encrypted backups to S3.

# Key environment variables (all sourced from KMS secrets)
BACKUP_S3_ENDPOINT:       # Primary S3 backup endpoint
BACKUP_S3_ACCESS_KEY:     # S3 credentials
BACKUP_S3_SECRET_KEY:     # S3 credentials
BACKUP_KMS_ENDPOINT:      https://kms.hanzo.ai/api
BACKUP_SECONDARY_REGION:  # Secondary S3 endpoint for cross-region copy

Resource requests: 256Mi memory, 200m CPU. Limits: 512Mi memory, 1 CPU. The controller Service exposes port 8065 within the cluster.

API Endpoints

Method	Path	Description
GET	/v1/backup/status	Backup system health and last backup times
GET	/v1/backup/backups	List all backups with metadata
POST	/v1/backup/backups	Trigger an ad-hoc backup for a specific store
POST	/v1/backup/restore	Initiate a restore operation
GET	/v1/backup/verify	Last verification results
POST	/v1/backup/verify	Trigger an ad-hoc verification
GET	/v1/backup/metrics	Prometheus-compatible metrics

Disaster Recovery Runbooks

Runbook 1: Single-Service Database Corruption

Scenario: A bad migration corrupts the iam database. RTO: 5 minutes.

1. Identify corruption timestamp from application logs.
2. POST /v1/backup/restore with store=sql, target_time=<pre-corruption>, method=pitr.
3. Controller stops IAM pods, restores base backup, replays WAL to target time.
4. Controller restarts IAM and runs health check. Verify login flow manually.

Runbook 2: Full Cluster Loss

Scenario: hanzo-k8s is destroyed (provider outage). RTO: 1 hour.

1. Provision new Kubernetes cluster in secondary region.
2. velero restore create --from-backup hanzo-cluster-backup-latest
3. backup-pg-restore --cluster hanzo-k8s --latest
4. backup-kv-restore --cluster hanzo-k8s --latest
5. backup-ch-restore --cluster hanzo-k8s --latest
6. Update DNS (hanzo.id, cloud.hanzo.ai, etc.) to new cluster IP.
7. Verify all services via /healthz endpoints.

Runbook 3: Model Artifact Recovery

Scenario: Production model accidentally deleted. RTO: 15 minutes.

1. Identify model version from inference error logs.
2. mc cp --version-id <ver> backup/models-release/<model> prod/models-release/
3. Restart inference pods. Verify via test prompt.

Monitoring and Alerting

The backup controller exposes Prometheus metrics:

Metric	Type	Description
backup_last_success_timestamp	Gauge	Unix timestamp of last successful backup per store
backup_last_duration_seconds	Gauge	Duration of last backup per store
backup_size_bytes	Gauge	Size of last backup per store
backup_verification_success	Gauge	1 if last verification passed, 0 if failed
backup_replication_lag_seconds	Gauge	Cross-region replication lag
backup_operations_total	Counter	Total backup operations by store and status

Alert rules:

Alert	Condition	Severity
BackupMissed	No successful backup in 2x the scheduled interval	Critical
BackupVerificationFailed	backup_verification_success == 0	Critical
ReplicationLagHigh	backup_replication_lag_seconds > 900	Warning
BackupSizeAnomaly	Size differs > 50% from 7-day average	Warning

Security

Encryption at Rest

All backup data MUST be encrypted before leaving the backup controller. The controller fetches the current KEK from KMS (HIP-0027), generates a per-backup DEK, encrypts the backup payload with AES-256-GCM, wraps the DEK with the KEK, and stores both the encrypted payload and wrapped DEK in S3.

Network Isolation

A NetworkPolicy restricts the backup controller's egress to only the required ports within the hanzo namespace (5432 SQL, 6379 KV, 8123 Hanzo Datastore, 9000 MinIO) and port 443 for external HTTPS (KMS API, secondary S3 endpoint). All other egress is denied.

Access Control

Backup and restore operations require the backup-admin KMS role. The backup controller authenticates via Universal Auth. Human operators MUST authenticate via KMS SSO and have explicit backup-admin membership to trigger manual restores. All backup and restore operations are logged to the audit trail in KMS.

Backup Isolation

Backup S3 buckets use separate credentials from production S3 buckets. A compromised production MinIO key cannot read or delete backups. Backup buckets have Object Lock enabled (WORM -- write once read many) for Critical-tier backups to prevent ransomware-style deletion.

Future Work

Phase 4: Multi-Cloud DR

Extend cross-region replication to cross-cloud. Secondary backups stored on a different cloud provider (AWS S3, GCS) ensure recovery even if the primary cloud provider experiences a global outage.

References

1. HIP-0027: Secrets Management Standard
2. HIP-1164: Provisioning — Stores on Demand
3. HIP-1104: Base — The Hosted Backend
4. HIP-0405: S3 CRD
5. HIP-1241: Metrics — One Native Store, Three Signals
6. Velero Documentation
7. PostgreSQL PITR
8. ClickHouse BACKUP
9. MinIO Replication

Copyright

Copyright and related rights waived via CC0.