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hips/HIPs/hip-0200-responsible-ai-principles.md
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    Final    the thing it specifies exists in the code
    Living   governance and process: amended in place, never finished

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STATUS IS EARNED, not declared. Every Standards Track proposal was checked
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hip, title, author, type, status, created
hip title author type status created
200 Responsible AI Principles and Commitments Hanzo AI Team Meta Living 2025-12-16

HIP-0200: Responsible AI Principles and Commitments

Abstract

This HIP establishes the foundational Responsible AI framework for Hanzo AI. It defines our commitment to building AI systems that are safe, fair, transparent, and beneficial to humanity. All other AI ethics HIPs (HIP-201 through HIP-249) and sustainability HIPs (HIP-250 through HIP-299) reference this document as the canonical source for Hanzo's responsible AI commitments.

Mission and AI Ethics Thesis

Hanzo AI is committed to democratizing access to AI while ensuring these powerful systems remain under meaningful human control. Our thesis: responsible AI is not a constraint on innovation—it is a competitive advantage that builds trust with users, partners, and regulators. We believe AI should augment human capability, not replace human agency.

Core Principles

1. Safety First

AI systems must be demonstrably safe before deployment. We prioritize:

  • Harm prevention: Systems must not facilitate illegal activity, violence, or self-harm
  • Robustness: Systems must degrade gracefully under adversarial conditions
  • Controllability: Humans must be able to intervene, correct, or shut down AI systems
  • Testing rigor: Safety evaluations must precede capability expansions

2. Fairness and Non-Discrimination

AI systems must treat all users equitably:

  • Bias detection: Systematic testing across demographic groups
  • Outcome monitoring: Tracking disparate impact in production
  • Remediation: Clear process for addressing discovered biases
  • Inclusive design: Accessibility and multilingual support

3. Transparency and Explainability

Users deserve to understand AI behavior:

  • Model cards: Public documentation of capabilities and limitations
  • Decision explanations: Interpretable outputs where feasible
  • Training disclosure: Clear information about data sources and methods
  • Uncertainty communication: Systems must express confidence levels

4. Privacy and Data Protection

User data must be protected:

  • Data minimization: Collect only what is necessary
  • Consent: Clear opt-in for data use in training
  • Retention limits: Delete data when no longer needed
  • Security: State-of-the-art protection for stored data

5. Human Oversight

AI systems must support human control:

  • Human-in-the-loop: Critical decisions require human approval
  • Escalation paths: Clear routes from AI to human support
  • Override capability: Users can always request human assistance
  • Audit trails: Complete logs of AI decisions

6. Accountability

We take responsibility for our systems:

  • Clear ownership: Named individuals accountable for each system
  • Incident response: 24/7 capability to address safety issues
  • External review: Regular third-party audits
  • Public reporting: Transparent disclosure of incidents and mitigations

Material Topics

Safety & Security

Topic Materiality Metrics
Jailbreak resistance Critical Attack success rate
Hallucination rate High Factual accuracy %
Harmful output Critical Safety filter effectiveness
System availability High Uptime %, MTTR

Fairness & Bias

Topic Materiality Metrics
Demographic bias High Performance parity across groups
Language bias Medium Quality consistency across languages
Socioeconomic bias High Accessibility metrics

Privacy & Data

Topic Materiality Metrics
Training data consent Critical % data with clear consent
PII handling Critical Incidents, exposure events
Data retention High Compliance rate

Environmental Impact

Topic Materiality Metrics
Training emissions High tCO2e per model
Inference efficiency High Tokens/kWh
Hardware lifecycle Medium E-waste metrics

Governance Structure

AI Ethics Board

Role Responsibility
Chief AI Ethics Officer Strategic direction, external representation
Model Risk Committee Approval of high-risk deployments
Safety Team Red-teaming, incident response
External Advisors Independent review, academic perspective

Decision Framework

Risk Level Examples Approval Required
Low Minor model updates, bug fixes Engineering lead
Medium New capabilities, expanded access Model Risk Committee
High New model families, API changes AI Ethics Board
Critical Safety-related changes Board + external review

Metrics and Targets

Safety Metrics

Metric Current 2025 Target Measurement
Jailbreak success rate TBD <1% Red team testing
Harmful output rate TBD <0.01% Production monitoring
Safety incident response time TBD <4 hours Incident logs

Fairness Metrics

Metric Current 2025 Target Measurement
Performance parity (demographic) TBD <5% gap Benchmark testing
Language quality parity TBD <10% gap Human evaluation

Environmental Metrics

Metric Current 2025 Target Measurement
Training emissions (tCO2e/model) TBD -30% Carbon accounting
Inference efficiency TBD +50% Performance monitoring

Verification and Assurance

Internal Testing

  1. Pre-deployment: Full safety evaluation suite
  2. Continuous: Production monitoring and alerting
  3. Periodic: Quarterly red-team exercises

External Verification

Type Frequency Provider
Safety audit Annual Third-party AI safety firm
Bias audit Annual Academic partner
Security audit Continuous Bug bounty + penetration testing

Standards Alignment

  • NIST AI RMF: Risk management framework
  • ISO/IEC 42001: AI management system (target certification)
  • OECD AI Principles: Policy alignment
  • EU AI Act: Compliance preparation

Known Tradeoffs

Capability vs. Safety

  • Tradeoff: More capable models may be harder to control
  • Mitigation: Safety investment scales with capability
  • Disclosure: We will document capability-safety frontier

Transparency vs. Security

  • Tradeoff: Full transparency may enable adversarial attacks
  • Mitigation: Responsible disclosure, staged transparency
  • Disclosure: We will explain what we withhold and why

Speed vs. Thoroughness

  • Tradeoff: Rapid iteration vs. comprehensive safety testing
  • Mitigation: Graduated rollouts, monitoring-based release
  • Disclosure: We will flag when releases have limited safety testing

Personalization vs. Privacy

  • Tradeoff: Better personalization requires more user data
  • Mitigation: On-device processing, differential privacy
  • Disclosure: We will explain data use clearly

Responsible AI (HIP-200 to HIP-249)

  • HIP-201: Model Risk Management (MRM)
  • HIP-205: Data Governance & Consent
  • HIP-210: Safety Evaluation Suite
  • HIP-220: Bias & Fairness Testing
  • HIP-230: Human Oversight & Escalation
  • HIP-240: Transparency Reports

Sustainability (HIP-250 to HIP-299)

  • HIP-251: Green AI Compute Practices
  • HIP-260: Carbon-Aware Training & Inference
  • HIP-270: Privacy-Preserving ML
  • HIP-280: Post-Quantum Security Roadmap

Changelog

Version Date Changes
1.0 2025-12-16 Initial draft

Copyright and related rights waived via CC0.