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Restructured from flat .tex/.pdf files into per-paper subdirectories. Added Antje Worring as co-author on all papers. Synced PDFs to pdfs/ for download site.
39 lines
1.8 KiB
TeX
39 lines
1.8 KiB
TeX
\section{Integration Layer}
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\label{sec:integration}
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\subsection{Alpaca OmniSub}
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For traditional equities and hybrid securities, the ATS integrates with Alpaca via OmniSub for brokerage services:
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\begin{itemize}[nosep]
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\item Account creation and management via Alpaca Broker API
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\item Order routing for listed equities (NYSE, NASDAQ)
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\item Position synchronization between on-chain and off-chain holdings
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\item Fractional share support for tokenized equity wrappers
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\end{itemize}
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\subsection{Simplici KYC/AML}
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Investor identity verification uses Simplici for:
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\begin{itemize}[nosep]
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\item Document verification (government-issued ID, proof of address)
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\item Biometric authentication (liveness detection, face matching)
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\item AML screening (OFAC, PEP, adverse media)
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\item Accredited investor verification (income, net worth, professional certifications)
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\item Ongoing monitoring (transaction monitoring, periodic re-verification)
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\end{itemize}
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KYC status is stored in the \texttt{kyc\_checks} collection and linked to the investor's I-Chain DID, enabling portable identity across the Lux ecosystem \cite{lux-transfer-agent}.
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\subsection{I-Chain Identity}
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Investor identity on the Lux ATS is anchored to the I-Chain decentralized identity system. Each investor has a DID (Decentralized Identifier) that links their KYC/AML verification status, accreditation credentials, and jurisdictional permissions. Transfer restriction checks reference the investor's DID claims rather than centralized database records, enabling:
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\begin{itemize}[nosep]
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\item Portable identity across multiple securities platforms on Lux
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\item Zero-knowledge proofs of accreditation without revealing underlying documents
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\item Revocable credentials for expired accreditations or regulatory sanctions
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\end{itemize}
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