mirror of
https://github.com/luxfi/broker.git
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zeekay
cc173c8f9f
Add full compliance onboarding flow supporting the 5-step application:
1. Basic info + contact (SSN hashed with SHA-256, never stored plaintext)
2. Identity verification (pluggable KYC provider)
3. Document upload with metadata tracking
4. AML/compliance screening (Jube sidecar integration)
5. Review + submit with admin approval/rejection
New endpoints:
- /aml/screen, /aml/risk-assessment, /aml/flagged, /aml/screenings/{id}/review
- /applications/ CRUD + /step/1-5 + /review + /documents
- /kyc/ list by user, PATCH status, POST documents
Includes MemoryStore + PostgresStore implementations, migration SQL,
107 passing tests (51 new).
75 lines
3.2 KiB
SQL
75 lines
3.2 KiB
SQL
-- Compliance module database tables.
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-- Run against the broker's PostgreSQL database.
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-- All tables use upsert (ON CONFLICT DO UPDATE) so this migration is idempotent.
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CREATE TABLE IF NOT EXISTS aml_screenings (
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id TEXT PRIMARY KEY,
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account_id TEXT NOT NULL,
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user_id TEXT NOT NULL DEFAULT '',
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type TEXT NOT NULL DEFAULT 'sanctions',
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status TEXT NOT NULL DEFAULT 'pending',
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risk_level TEXT NOT NULL DEFAULT 'low',
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risk_score DOUBLE PRECISION NOT NULL DEFAULT 0,
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provider TEXT NOT NULL DEFAULT 'manual',
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details TEXT NOT NULL DEFAULT '',
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sanctions_hit BOOLEAN NOT NULL DEFAULT FALSE,
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pep_match BOOLEAN NOT NULL DEFAULT FALSE,
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reviewed_by TEXT NOT NULL DEFAULT '',
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reviewed_at TIMESTAMPTZ,
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created_at TIMESTAMPTZ NOT NULL DEFAULT NOW(),
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updated_at TIMESTAMPTZ NOT NULL DEFAULT NOW()
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);
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CREATE INDEX IF NOT EXISTS idx_aml_screenings_account ON aml_screenings(account_id);
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CREATE INDEX IF NOT EXISTS idx_aml_screenings_status ON aml_screenings(status);
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CREATE TABLE IF NOT EXISTS applications (
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id TEXT PRIMARY KEY,
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user_id TEXT NOT NULL,
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email TEXT NOT NULL DEFAULT '',
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first_name TEXT NOT NULL DEFAULT '',
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last_name TEXT NOT NULL DEFAULT '',
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phone TEXT NOT NULL DEFAULT '',
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date_of_birth TEXT NOT NULL DEFAULT '',
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ssn_hash TEXT NOT NULL DEFAULT '',
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ssn_last4 TEXT NOT NULL DEFAULT '',
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address_line1 TEXT NOT NULL DEFAULT '',
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address_line2 TEXT NOT NULL DEFAULT '',
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city TEXT NOT NULL DEFAULT '',
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state TEXT NOT NULL DEFAULT '',
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zip_code TEXT NOT NULL DEFAULT '',
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country TEXT NOT NULL DEFAULT '',
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status TEXT NOT NULL DEFAULT 'draft',
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current_step INTEGER NOT NULL DEFAULT 1,
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kyc_status TEXT NOT NULL DEFAULT 'pending',
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aml_status TEXT NOT NULL DEFAULT 'pending',
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steps JSONB NOT NULL DEFAULT '[]',
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documents JSONB NOT NULL DEFAULT '[]',
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risk_level TEXT NOT NULL DEFAULT '',
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risk_score DOUBLE PRECISION NOT NULL DEFAULT 0,
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submitted_at TIMESTAMPTZ,
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reviewed_by TEXT NOT NULL DEFAULT '',
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reviewed_at TIMESTAMPTZ,
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created_at TIMESTAMPTZ NOT NULL DEFAULT NOW(),
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updated_at TIMESTAMPTZ NOT NULL DEFAULT NOW()
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);
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CREATE INDEX IF NOT EXISTS idx_applications_user ON applications(user_id);
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CREATE INDEX IF NOT EXISTS idx_applications_status ON applications(status);
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CREATE TABLE IF NOT EXISTS document_uploads (
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id TEXT PRIMARY KEY,
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application_id TEXT NOT NULL REFERENCES applications(id) ON DELETE CASCADE,
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user_id TEXT NOT NULL DEFAULT '',
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type TEXT NOT NULL,
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name TEXT NOT NULL,
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mime_type TEXT NOT NULL DEFAULT '',
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size BIGINT NOT NULL DEFAULT 0,
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status TEXT NOT NULL DEFAULT 'pending',
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review_note TEXT NOT NULL DEFAULT '',
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created_at TIMESTAMPTZ NOT NULL DEFAULT NOW(),
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updated_at TIMESTAMPTZ NOT NULL DEFAULT NOW()
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);
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CREATE INDEX IF NOT EXISTS idx_document_uploads_application ON document_uploads(application_id);
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