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77 lines
2.6 KiB
Go
77 lines
2.6 KiB
Go
// Copyright 2024-2026 Lux Partners Limited. All rights reserved.
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// Use of this source code is governed by the Apache 2.0
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// license that can be found in the LICENSE file.
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package regulatory
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// Netherlands implements the Jurisdiction interface for AFM/DNB regulation.
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// Covers MiCA, Wet op het financieel toezicht (Wft), and DNB fit-and-proper requirements.
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type Netherlands struct{}
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func (n *Netherlands) Name() string { return "Netherlands" }
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func (n *Netherlands) Code() string { return "NL" }
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func (n *Netherlands) RegulatoryFramework() string { return "mica" }
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func (n *Netherlands) PassportableTo() []string { return []string{"LU", "DE", "FR", "IE", "IT", "ES"} }
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func (n *Netherlands) Requirements() []Requirement {
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return []Requirement{
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{
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ID: "nl-afm-licence",
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Category: "licensing",
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Description: "AFM licence for investment firm or financial service provider under Wft",
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Mandatory: true,
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Reference: "Wet op het financieel toezicht (Wft), s.2:11",
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},
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{
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ID: "nl-mica-casp",
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Category: "licensing",
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Description: "MiCA CASP authorisation via AFM/DNB for crypto-asset services",
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Mandatory: false,
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Reference: "Regulation (EU) 2023/1114 (MiCA), Title V",
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},
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{
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ID: "nl-dnb-fit-proper",
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Category: "licensing",
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Description: "DNB fit-and-proper assessment for directors and senior management",
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Mandatory: true,
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Reference: "Wft, s.3:8-3:9; DNB Beleidsregel Geschiktheid",
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},
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{
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ID: "nl-wwft-kyc",
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Category: "kyc",
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Description: "CDD under Wet ter voorkoming van witwassen en financieren van terrorisme (Wwft)",
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Mandatory: true,
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Reference: "Wwft, art. 3",
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},
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{
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ID: "nl-wwft-edd",
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Category: "kyc",
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Description: "Enhanced due diligence for PEPs and high-risk third countries",
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Mandatory: true,
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Reference: "Wwft, art. 8",
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},
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{
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ID: "nl-fiu-str",
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Category: "reporting",
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Description: "Unusual Transaction Report to FIU-Nederland",
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Mandatory: true,
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Reference: "Wwft, art. 16",
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},
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{
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ID: "nl-fatca-crs",
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Category: "reporting",
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Description: "FATCA/CRS reporting to Belastingdienst (Dutch Tax Authority)",
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Mandatory: true,
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Reference: "Wet uitvoering Common Reporting Standard; FATCA Implementation Act",
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},
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}
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}
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func (n *Netherlands) ValidateApplication(app *ApplicationData) []Violation {
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return validateEUApplication(app, "nl-wwft-kyc", "nl-wwft-edd", "nl-fiu-str")
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}
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func (n *Netherlands) TransactionLimits() *Limits {
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return euTransactionLimits()
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}
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