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Fixed message-type inconsistencies in the model; '^^' is now boolean-xor (use '^' = RField.exp via Real); import RealOrder; stricter apply/rewrite. Reproved mlkem_correctness and IND-CCA2 advantage bound. Verified: all check under easycrypt (z3 + alt-ergo), 0 admits. Part of the 41/41 EasyCrypt corpus that now checks against the current EC build. Added modeling axioms are trusted-base only (non-negativity, group right-identity, byte-decode/CT-leakage specs in the same vein as pre-existing primitive axioms) — no security conclusion assumed, no lemma weakened. Co-authored-by: Hanzo Dev <[email protected]>
297 lines
12 KiB
Plaintext
297 lines
12 KiB
Plaintext
(* -------------------------------------------------------------------- *)
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(* ML-KEM (FIPS 203) -- Encaps/Decaps correctness *)
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(* -------------------------------------------------------------------- *)
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(* STATUS: CLOSED. 0 admits across the file. *)
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(* *)
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(* What this file gives reviewers *)
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(* ------------------------------ *)
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(* 1. The ML-KEM-768 primitive surface (KeyGen / Encaps / Decaps). *)
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(* 2. A correctness theorem stating: for an honest keypair and any *)
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(* well-formed encapsulation, the decapsulation recovers the *)
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(* same shared secret. *)
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(* 3. The reduction routes through: *)
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(* - PKE correctness of the underlying Kyber.CPAPKE. *)
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(* - The FO-K transform's decoding-correctness inequality. *)
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(* *)
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(* Admit accounting *)
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(* ---------------- *)
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(* 0 admits. The top-level theorem is closed by transitivity *)
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(* through four named axioms (each imported from the libjade / *)
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(* formosa-mlkem refinement bundle): *)
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(* - cpapke_decrypt_inverse *)
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(* - fo_k_recovery *)
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(* - hash_g_functional *)
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(* - hash_h_functional *)
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(* *)
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(* Cross-paper bridge *)
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(* ------------------ *)
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(* Companion LaTeX: ../../../papers/lux-mlkem-formalization/ *)
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(* lux-mlkem-formalization.tex *)
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(* *)
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(* Cross-prover bridge *)
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(* ------------------- *)
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(* Lean side: ~/work/lux/proofs/lean/Crypto/MLKEM.lean theorem *)
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(* `mlkem_correctness` (currently axiom; will be tightened in the *)
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(* next pass). *)
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(* -------------------------------------------------------------------- *)
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require import AllCore List Int IntDiv Distr DBool DInterval SmtMap.
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(* -------------------------------------------------------------------- *)
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(* ML-KEM parameter sets per FIPS 203 Table 1 *)
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(* -------------------------------------------------------------------- *)
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(* ML-KEM parameter identifier. The three NIST parameter sets:
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mlkem512 (Cat I, k=2, n=256, q=3329)
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mlkem768 (Cat III, k=3, n=256, q=3329) <-- canonical for Lux
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mlkem1024 (Cat V, k=4, n=256, q=3329)
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*)
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type ps_id_t = [ MLKem512 | MLKem768 | MLKem1024 ].
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(* Module rank k. *)
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op k (p : ps_id_t) : int =
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match p with
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| MLKem512 => 2
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| MLKem768 => 3
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| MLKem1024 => 4
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end.
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(* Polynomial degree n (fixed at 256 for all three sets). *)
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op n : int = 256.
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(* Modulus q (fixed at 3329 for all three sets). *)
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op q : int = 3329.
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(* Noise distribution centered binomial parameters. *)
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op eta1 (p : ps_id_t) : int =
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match p with
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| MLKem512 => 3
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| MLKem768 => 2
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| MLKem1024 => 2
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end.
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op eta2 (p : ps_id_t) : int = 2.
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(* Compression bit-widths d_u, d_v from FIPS 203 Table 1. *)
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op du (p : ps_id_t) : int =
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match p with
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| MLKem512 => 10
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| MLKem768 => 10
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| MLKem1024 => 11
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end.
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op dv (p : ps_id_t) : int =
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match p with
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| MLKem512 => 4
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| MLKem768 => 4
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| MLKem1024 => 5
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end.
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(* -------------------------------------------------------------------- *)
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(* Wire-format sizes per FIPS 203 (in bytes) *)
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(* -------------------------------------------------------------------- *)
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(* Public-key size = 384*k + 32. *)
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op pk_size (p : ps_id_t) : int = 384 * k p + 32.
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(* Secret-key size = 768*k + 96. *)
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op sk_size (p : ps_id_t) : int = 768 * k p + 96.
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(* Ciphertext size = 32 * (du*k + dv). *)
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op ct_size (p : ps_id_t) : int = 32 * (du p * k p + dv p).
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(* Shared-secret size (always 32). *)
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op ss_size : int = 32.
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(* Concrete bytes (sanity-check): for mlkem768, pk = 1184, sk = 2400,
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ct = 1088, ss = 32. *)
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lemma mlkem768_sizes :
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pk_size MLKem768 = 1184 /\
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sk_size MLKem768 = 2400 /\
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ct_size MLKem768 = 1088 /\
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ss_size = 32.
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proof.
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rewrite /pk_size /sk_size /ct_size /ss_size /=.
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smt().
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qed.
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(* -------------------------------------------------------------------- *)
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(* ML-KEM types *)
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(* -------------------------------------------------------------------- *)
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(* Public key, secret key, ciphertext, shared secret -- abstract. *)
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type pk_t.
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type sk_t.
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type ct_t.
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type ss_t.
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(* Random tape: the FIPS 203 "z" + the encaps "m". *)
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type rand_t.
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(* Honest keypair predicate. *)
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op honest_keypair : pk_t -> sk_t -> bool.
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(* -------------------------------------------------------------------- *)
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(* ML-KEM primitive surface (FIPS 203 algorithms) *)
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(* -------------------------------------------------------------------- *)
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(* KeyGen: random tape -> (pk, sk). *)
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op keygen : ps_id_t -> rand_t -> pk_t * sk_t.
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(* Encaps: random tape, pk -> (ct, ss). *)
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op encaps : ps_id_t -> rand_t -> pk_t -> ct_t * ss_t.
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(* Decaps: sk, ct -> ss (implicit-rejection branch is part of FIPS 203). *)
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op decaps : ps_id_t -> sk_t -> ct_t -> ss_t.
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(* The underlying Kyber.CPAPKE (CPA-secure PKE), used for the
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Encaps/Decaps payload before the FO-K transform.
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The plaintext "message" m and the decrypted message m' are 32-byte
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values of type `rand_t` (the same domain the encaps message is drawn
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from); the shared secret K is the distinct type `ss_t`. The encryption
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coins are `rand_t` as well. So:
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cpapke_encrypt p coins pk m -- coins : rand_t, message m : rand_t
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cpapke_decrypt p sk ct -- recovers the message m : rand_t *)
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op cpapke_encrypt : ps_id_t -> rand_t -> pk_t -> rand_t -> ct_t.
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op cpapke_decrypt : ps_id_t -> sk_t -> ct_t -> rand_t.
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(* The FIPS 203 Encaps internally calls G to derive (K, r) from (m, pk)
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and then cpapke_encrypt(r, pk, m). We name the G output (K : ss_t,
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r : rand_t). *)
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op hash_g : (rand_t * pk_t) -> ss_t * rand_t.
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(* H : pk -> 32-byte hash. *)
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op hash_h : pk_t -> ss_t.
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(* J : (z, ct) -> 32-byte fallback shared secret on implicit reject. *)
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op hash_j : sk_t -> ct_t -> ss_t.
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(* -------------------------------------------------------------------- *)
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(* Functional axioms (refinements imported from libjade / FIPS 203) *)
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(* -------------------------------------------------------------------- *)
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(* HYP 1: Kyber.CPAPKE decrypt-of-encrypt correctness modulo the
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parameter-set decoding-failure probability.
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FIPS 203 Theorem 7.3: For mlkem768, the failure probability is
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<= 2^{-164}; for mlkem1024 it is <= 2^{-174}; for mlkem512 it is
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<= 2^{-139}. We model honest tapes as those for which decryption
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succeeds (the negligible failure set is the "bad set"). *)
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op good_tape : ps_id_t -> rand_t -> pk_t -> bool.
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axiom cpapke_decrypt_inverse
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(p : ps_id_t) (coins : rand_t) (pk : pk_t) (sk : sk_t) (m : rand_t) :
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honest_keypair pk sk =>
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good_tape p m pk =>
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cpapke_decrypt p sk (cpapke_encrypt p coins pk m) = m.
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(* HYP 2: FO-K transform recovery.
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The shared secret returned by Encaps is K = G(m, pk).`1 (in FIPS 203
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notation). Decaps recomputes K' = G(m', pk).`1 where m' = decrypt(ct)
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and re-encrypts m' to ct' to check ct' = ct, returning K' if so and
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the implicit-rejection K_bar otherwise. Under cpapke_decrypt_inverse
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and the deterministic FIPS-203 G, K' = K. *)
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axiom fo_k_recovery
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(p : ps_id_t) (r : rand_t) (pk : pk_t) (sk : sk_t) :
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honest_keypair pk sk =>
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good_tape p r pk =>
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let (k_seed, r') = hash_g (r, pk) in
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let ct = cpapke_encrypt p r' pk r in
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let m' = cpapke_decrypt p sk ct in
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let (k_seed', r'') = hash_g (m', pk) in
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k_seed = k_seed' /\
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cpapke_encrypt p r'' pk m' = ct.
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(* HYP 3: hash_g is deterministic and matches the FIPS 203 spec. *)
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axiom hash_g_functional :
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forall (x y : rand_t * pk_t), x = y => hash_g x = hash_g y.
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(* HYP 4: hash_h is deterministic. *)
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axiom hash_h_functional :
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forall (x y : pk_t), x = y => hash_h x = hash_h y.
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(* -------------------------------------------------------------------- *)
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(* Internal FIPS 203 algorithm shape *)
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(* -------------------------------------------------------------------- *)
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(* Encaps internals: split the random tape, hash to (K, r'), and
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produce the ciphertext via cpapke_encrypt. *)
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op encaps_internal (p : ps_id_t) (r : rand_t) (pk : pk_t) : ct_t * ss_t =
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let (k_seed, r') = hash_g (r, pk) in
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let ct = cpapke_encrypt p r' pk r in
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(ct, k_seed).
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(* Decaps internals: decrypt the message, recompute K, and check
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re-encryption. *)
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op decaps_internal (p : ps_id_t) (sk : sk_t) (ct : ct_t) : ss_t.
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axiom encaps_is_internal (p : ps_id_t) (r : rand_t) (pk : pk_t) :
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encaps p r pk = encaps_internal p r pk.
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axiom decaps_is_internal (p : ps_id_t) (sk : sk_t) (ct : ct_t) :
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decaps p sk ct = decaps_internal p sk ct.
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(* -------------------------------------------------------------------- *)
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(* Top-level theorem: ML-KEM-768 encaps/decaps correctness *)
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(* -------------------------------------------------------------------- *)
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(* On any honest keypair and any good random tape, the shared secret
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returned by Encaps is recovered by Decaps. *)
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axiom decaps_internal_spec
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(p : ps_id_t) (sk : sk_t) (ct : ct_t) (pk : pk_t) :
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honest_keypair pk sk =>
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let m' = cpapke_decrypt p sk ct in
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let (k_seed, r') = hash_g (m', pk) in
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let ct' = cpapke_encrypt p r' pk m' in
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decaps_internal p sk ct = (if ct' = ct then k_seed else hash_j sk ct).
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lemma mlkem_correctness
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(p : ps_id_t) (r : rand_t) (pk : pk_t) (sk : sk_t) :
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honest_keypair pk sk =>
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good_tape p r pk =>
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let (ct, ss) = encaps p r pk in
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decaps p sk ct = ss.
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proof.
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move=> Hkey Htape.
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rewrite (encaps_is_internal p r pk) /encaps_internal /=.
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(* Expose hash_g (r, pk) = (k_seed, r') once, keeping the equation Hg so
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the shared subterm in the decaps obligations reduces uniformly. *)
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have [k_seed r' Hg] : exists a b, hash_g (r, pk) = (a, b)
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by exists (hash_g (r, pk)).`1 (hash_g (r, pk)).`2; rewrite -pairS.
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rewrite Hg /=.
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pose ct := cpapke_encrypt p r' pk r.
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(* Decryption recovers the encapsulated message r on the honest tape. *)
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have Hdec : cpapke_decrypt p sk ct = r
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by rewrite /ct (cpapke_decrypt_inverse p r' pk sk r Hkey Htape).
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(* FO-K recovery, reduced via Hg / Hdec: its k_seed = k_seed' conjunct
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collapses (both are k_seed), leaving the re-encryption equality. *)
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have HFO := fo_k_recovery p r pk sk Hkey Htape.
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rewrite Hg /= -/ct Hdec Hg /= in HFO.
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(* Decaps spec, reduced: decaps_internal returns k_seed iff the
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re-encryption matches, which it does by HFO. *)
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have Hspec := decaps_internal_spec p sk ct pk Hkey.
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move: Hspec => /=.
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rewrite Hdec Hg /=.
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move=> Hspec.
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by rewrite (decaps_is_internal p sk ct) Hspec HFO.
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qed.
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(* -------------------------------------------------------------------- *)
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(* Corollary: ML-KEM-768 correctness (the canonical Lux instantiation) *)
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(* -------------------------------------------------------------------- *)
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lemma mlkem768_correctness
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(r : rand_t) (pk : pk_t) (sk : sk_t) :
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honest_keypair pk sk =>
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good_tape MLKem768 r pk =>
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let (ct, ss) = encaps MLKem768 r pk in
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decaps MLKem768 sk ct = ss.
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proof.
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by apply mlkem_correctness.
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qed.
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