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* update tech report * update evaluation & readme * Fix evaluation link in README.md * update arxiv version of tech report * update citation --------- Co-authored-by: feihu.hf <[email protected]> Co-authored-by: ChenhanYuan <[email protected]>
294 lines
14 KiB
Python
Executable File
294 lines
14 KiB
Python
Executable File
import torch
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import torch.nn.functional as F
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from transformers import AutoTokenizer, AutoModel
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import json
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from tqdm import tqdm
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import re
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from typing import Dict, List, Tuple
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from collections import Counter
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import numpy as np
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import argparse
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from datasets import load_dataset
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class ContentEvaluator:
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def __init__(self, model_path: str):
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self.device = "cuda" if torch.cuda.is_available() else "cpu"
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self.model = AutoModel.from_pretrained(
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model_path,
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device_map="auto",
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torch_dtype=torch.bfloat16,
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trust_remote_code=True,
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).eval()
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self.tokenizer = AutoTokenizer.from_pretrained(model_path, trust_remote_code=True)
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self.model.eval()
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# Constants
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self.category_map = {0:'"Violent"',1:"Sexual Content or Sexual Acts",2:"Suicide & Self-Harm",3:"Politically Sensitive Topics",4:"PII",5:"Copyright Violation",6:"Non-violent Illegal Acts",7:"Unethical Acts"}
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self.prompt_category_map = {0:'"Violent"',1:"Sexual Content or Sexual Acts",2:"Suicide & Self-Harm",3:"Politically Sensitive Topics",4:"PII",5:"Copyright Violation",6:"Non-violent Illegal Acts",7:"Unethical Acts",8:"Jailbreak"}
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def process_conversation_response(self, messages, thinking=False) -> Dict:
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text = self.tokenizer.apply_chat_template(messages, tokenize=False, add_generation_prompt=False,enable_thinking=False)
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model_inputs = self.tokenizer(text, return_tensors="pt").to(self.model.device)
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input_ids = model_inputs.input_ids[0].tolist()
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str_token_list_qwen3 = [self.tokenizer.decode([x]) for x in input_ids]
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if thinking:
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assistant_index_qwen3 = next((i for i in range(1, len(str_token_list_qwen3)) if str_token_list_qwen3[i-1] == '<|im_start|>' and str_token_list_qwen3[i] == 'assistant'), -1)
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assert assistant_index_qwen3 != -1
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split_idx = assistant_index_qwen3 + 4
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else:
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assistant_index_qwen3 = next((i for i in range(1, len(str_token_list_qwen3)) if str_token_list_qwen3[i-1] == '</think>' and str_token_list_qwen3[i] == '\n\n'), -1)
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assert assistant_index_qwen3 != -1
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split_idx = assistant_index_qwen3 + 1
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eval_pred = self._get_model_response_predictions(model_inputs, split_idx, input_ids)
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return eval_pred
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def process_conversation_prompt(self, messages) -> Dict:
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text = self.tokenizer.apply_chat_template(messages, tokenize=False, add_generation_prompt=False,enable_thinking=False)
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model_inputs = self.tokenizer(text, return_tensors="pt").to(self.model.device)
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input_ids = model_inputs.input_ids[0].tolist()
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str_token_list_qwen3 = [self.tokenizer.decode([x]) for x in input_ids]
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split_indices = self._find_last_user_content_index(str_token_list_qwen3)
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assert split_indices is not None
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return self._get_model_prompt_predictions(model_inputs, split_indices, input_ids)
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def _get_model_response_predictions(self, model_inputs, split_idx, input_ids) -> Dict:
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seq_length = model_inputs.input_ids.size(1)
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causal_mask = torch.tril(torch.ones((seq_length, seq_length), device=self.model.device, dtype=torch.bool))
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causal_mask = causal_mask.unsqueeze(0).unsqueeze(0)
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attention_mask = model_inputs['attention_mask'].unsqueeze(1).unsqueeze(1).to(torch.bool)
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causal_mask = causal_mask & attention_mask
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model_inputs['attention_mask'] = causal_mask
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with torch.no_grad():
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outputs = self.model.forward(**model_inputs)
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risk_level_logits = outputs.risk_level_logits.view(-1, 3)
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category_logits = outputs.category_logits.view(-1, len(self.category_map))
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risk_level_logits = risk_level_logits[split_idx:]
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category_logits = category_logits[split_idx:]
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risk_level_prob = F.softmax(risk_level_logits, dim=1)
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risk_level_prob, pred_risk_level = torch.max(risk_level_prob, dim=1)
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category_prob = F.softmax(category_logits, dim=1)
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category_prob, pred_category = torch.max(category_prob, dim=1)
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return {
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"pred_risk_levels": [int(i) for i in pred_risk_level.cpu().tolist()],
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"pred_categories": [self.category_map[int(i)] for i in pred_category.cpu().tolist()],
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"pred_risk_prob": [float(i) for i in risk_level_prob.cpu().tolist()],
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"input_ids": input_ids,
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"split_idx_eval": split_idx
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}
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def _get_model_prompt_predictions(self, model_inputs, split_idx, input_ids) -> Dict:
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seq_length = model_inputs.input_ids.size(1)
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causal_mask = torch.tril(torch.ones((seq_length, seq_length), device=self.model.device, dtype=torch.bool))
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causal_mask = causal_mask.unsqueeze(0).unsqueeze(0)
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attention_mask = model_inputs['attention_mask'].unsqueeze(1).unsqueeze(1).to(torch.bool)
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causal_mask = causal_mask & attention_mask
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model_inputs['attention_mask'] = causal_mask
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with torch.no_grad():
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outputs = self.model.forward(**model_inputs)
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risk_level_logits = outputs.query_risk_level_logits.view(-1, 3)
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category_logits = outputs.query_category_logits.view(-1, len(self.prompt_category_map))
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risk_level_logits = risk_level_logits[split_idx[0]:split_idx[1]+1]
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category_logits = category_logits[split_idx[0]:split_idx[1]+1]
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risk_level_prob = F.softmax(risk_level_logits, dim=1)
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risk_level_prob, pred_risk_level = torch.max(risk_level_prob, dim=1)
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category_prob = F.softmax(category_logits, dim=1)
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category_prob, pred_category = torch.max(category_prob, dim=1)
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return {
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"pred_risk_levels": [int(i) for i in pred_risk_level.cpu().tolist()],
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"pred_categories": [self.prompt_category_map[int(i)] for i in pred_category.cpu().tolist()],
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"pred_risk_prob": [float(i) for i in risk_level_prob.cpu().tolist()],
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"input_ids": input_ids
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}
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def _find_last_user_content_index(self, tokens_list):
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n = len(tokens_list)
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for i in range(n - 1, -1, -1):
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if tokens_list[i] == '<|im_start|>':
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if i + 1 < n and tokens_list[i+1] == 'user':
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content_start_idx = i + 3
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for j in range(content_start_idx, n):
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if tokens_list[j] == '<|im_end|>':
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return [content_start_idx, j]
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return None
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class SafetyEvaluator:
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def __init__(self, classification_strategy="consecutive_unsafe"):
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self.strategy_map = {
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"consecutive_unsafe": self.consecutive_unsafe
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}
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self.classification_strategy = classification_strategy
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self.label_map = {0:"Safe",1:"Unsafe",2:"Controversial"}
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def consecutive_unsafe(self, pred_list: List[str]) -> Tuple[str, int]:
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for i in range(len(pred_list)-1):
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if pred_list[i] == "Unsafe" and pred_list[i+1] == "Unsafe":
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return "Unsafe", i+1
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for i in range(len(pred_list)-1):
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if pred_list[i] == "Controversial" and pred_list[i+1] == "Controversial":
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return "Controversial", i+1
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return "Safe", -1
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def calculate_metrics(self, predictions, targets):
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"""Calculates precision, recall, and F1 for the 'Unsafe' category."""
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category = "Unsafe"
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tp = sum(1 for p, t in zip(predictions, targets) if p == category and t == category)
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fp = sum(1 for p, t in zip(predictions, targets) if p == category and t != category)
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fn = sum(1 for p, t in zip(predictions, targets) if p != category and t == category)
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precision = tp / (tp + fp) if (tp + fp) > 0 else 0
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recall = tp / (tp + fn) if (tp + fn) > 0 else 0
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f1 = 2 * (precision * recall) / (precision + recall) if (precision + recall) > 0 else 0
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return f1, precision, recall
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def evaluate_f1(self, file_path: str, data_type: str):
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labels = []
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predictions_strict, predictions_loose = [], []
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with open(file_path, 'r', encoding='utf-8') as reader:
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for line in reader:
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obj_json = json.loads(line)
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labels.append(obj_json["label"])
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pred_data = [self.label_map[i] for i in obj_json['pred_risk_levels']]
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if data_type == "response":
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prediction, _ = self.strategy_map[self.classification_strategy](pred_data)
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if "Controversial" == prediction:
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predictions_strict.append("Unsafe")
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predictions_loose.append("Safe")
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else:
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predictions_strict.append(prediction)
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predictions_loose.append(prediction)
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else: # prompt
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prediction = self.label_map[pred_data[-1]]
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if "Controversial" == prediction:
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predictions_strict.append("Unsafe")
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predictions_loose.append("Safe")
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else:
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predictions_strict.append(prediction)
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predictions_loose.append(prediction)
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unsafe_f1_strict, unsafe_prec_strict, unsafe_recall_strict = self.calculate_metrics(predictions_loose, labels)
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unsafe_f1_loose, unsafe_prec_loose, unsafe_recall_loose = self.calculate_metrics(predictions_strict, labels)
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print(f"Unsafe F1 Score(strict): {unsafe_f1_strict:.4f}. precision(strict): {unsafe_prec_strict:.4f}. recall(strict): {unsafe_recall_strict:.4f}")
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print(f"Unsafe F1 Score(loose): {unsafe_f1_loose:.4f}. precision(loose): {unsafe_prec_loose:.4f}. recall(loose): {unsafe_recall_loose:.4f}")
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def evaluate_unsafe_latency(self, file_path: str):
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def process_bins(numbers):
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bins = {
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'Ahead': 0,
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'Hit': 0,
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'1-32': 0,
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'33-64':0,
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'65-128':0,
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'129-256': 0,
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'>256':0,
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'Safe': 0,
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}
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for num in numbers:
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if num == '安全' or num == 'Safe':
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bins['Safe'] += 1
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else:
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n = float(num)
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if n == 0:
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bins['Hit'] += 1
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elif 1 <= n <= 32:
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bins['1-32'] += 1
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elif 33 <= n <= 64:
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bins['33-64'] += 1
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elif 65 <= n <= 128:
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bins['65-128'] += 1
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elif 129 <= n <= 256:
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bins['129-256'] += 1
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elif n > 256:
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bins['>256'] += 1
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else:
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bins['Ahead'] += 1
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return bins
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unsafe_dist = []
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count = 0
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count_hit, count_128 = 0, 0
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with open(file_path, 'r', encoding='utf-8') as reader:
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for line in reader:
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obj_json = json.loads(line)
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if obj_json["label"] == "Unsafe":
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count += 1
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start_range, end_range = obj_json["unsafe_start_index"], obj_json["unsafe_end_index"]
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pred_data = [self.label_map[i] for i in obj_json['pred_risk_levels']]
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prediction, pred_idx = self.consecutive_unsafe(pred_data)
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pred_idx += obj_json["split_idx_eval"]
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if prediction != "Safe":
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if pred_idx <= end_range and pred_idx >= start_range:
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unsafe_dist.append(0)
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count_hit += 1
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elif pred_idx-end_range<=128:
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count_128 += 1
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if pred_idx>end_range:
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unsafe_dist.append(pred_idx-end_range)
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if pred_idx<start_range:
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unsafe_dist.append(pred_idx-start_range)
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else:
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unsafe_dist.append("Safe")
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bins = process_bins(unsafe_dist)
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print(f"Processed {count} unsafe samples.")
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print("Bins Count: ", bins)
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print("First 128 tokens stop rate: ", (count_128+count_hit)/count)
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print("Exact hit rate: ", count_hit/count)
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def main():
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parser = argparse.ArgumentParser(description="Evaluate content safety using Qwen3-stream guard model.")
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parser.add_argument("--model_path", type=str, required=True, help="Path to the guard model.")
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parser.add_argument("--input_path", type=str, required=True, help="Path to the input testset file.")
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parser.add_argument("--output_path", type=str, required=True, help="Path to save the output testset file with predictions.")
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parser.add_argument("--data_type", type=str, required=True, choices=['response', 'prompt'], help="Specify if the data is 'prompt' or 'response'.")
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parser.add_argument("--split", type=str, required=True, help="determine which split of the dataset to be used in the evaluation")
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parser.add_argument("--eval_unsafe_latency", action="store_true", help="If set, evaluate the unsafe detection latency for response data.")
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parser.add_argument("--thinking", action="store_true", help="If set, guard model will detect the whole response, including thinking tags")
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args = parser.parse_args()
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# Run the model to get predictions
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content_evaluator = ContentEvaluator(args.model_path)
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dataset = load_dataset(args.input_path, split=args.split)
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with open(args.output_path, "w", encoding='utf-8') as writer:
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print("Running model predictions...")
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for data in tqdm(dataset):
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if args.data_type == "response":
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result = content_evaluator.process_conversation_response(data["message"], thinking=args.thinking)
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else: # prompt
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result = content_evaluator.process_conversation_prompt(data["message"])
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output = {**data, **result}
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writer.write(json.dumps(output, ensure_ascii=False) + "\n")
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# Perform evaluation on the output file
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safety_evaluator = SafetyEvaluator()
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print("\nCalculating F1 score...")
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safety_evaluator.evaluate_f1(args.output_path, args.data_type)
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if args.eval_unsafe_latency:
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print("\nCalculating unsafe latency...")
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safety_evaluator.evaluate_unsafe_latency(args.output_path)
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if __name__ == "__main__":
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main() |