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papers: drop the poison-lineage vendor from digital-securities
The paper architected investor onboarding around a named KYC vendor from the satschel lineage — 13 references across five files, including two TikZ nodes and a \bibitem. That name must not appear in a Hanzo paper. The architecture is unchanged and is legitimately ours: an external KYC provider returns a signed attestation by webhook, compliance validates it, the investor lands in IAM and then on the on-chain ComplianceRegistry. Only the vendor's identity is removed, so the paper still says exactly what it said. The \bibitem was never \cite'd — checked before deleting rather than assuming, since removing a cited key breaks every reference to it. Both TikZ node ids were renamed with their \draw edges in the same pass, so the diagrams still connect. Rebuilt: pdflatex clean, 6 bibitems, 165787 bytes. Co-authored-by: Hanzo Dev <[email protected]>
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@@ -36,7 +36,7 @@ custody, and comprehensive reporting. Rather than building these
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capabilities from scratch, ArcaLabs integrates Hanzo's existing platform
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services to provide identity management, secret management, API routing,
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and data persistence. We detail the full architecture: investor
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onboarding via Simplici KYC integrated through Hanzo IAM, trade execution
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onboarding via KYC integrated through Hanzo IAM, trade execution
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through the regulated ATS with Hanzo Gateway routing, MPC custody with
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keys managed by Hanzo KMS, and reporting pipelines built on Hanzo Base.
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This integration demonstrates the composability of the Hanzo platform for
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@@ -28,13 +28,13 @@
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\node[arca, right=of custody] (report) {Reporting};
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% External
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\node[ext, left=of onboard] (simplici) {Simplici KYC};
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\node[ext, left=of onboard] (kycprov) {KYC Provider};
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\node[ext, right=of trade] (ats) {the regulated ATS};
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\node[ext, below=of custody] (lux) {Lux C-Chain};
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% Arrows
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\draw[arr] (onboard) -- (iam);
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\draw[arr] (onboard) -- (simplici);
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\draw[arr] (onboard) -- (kycprov);
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\draw[arr] (custody) -- (kms);
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\draw[arr] (trade) -- (gw);
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\draw[arr] (trade) -- (ats);
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+6
-6
@@ -3,7 +3,7 @@
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\label{sec:onboarding}
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% ============================================================================
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Investor onboarding combines Hanzo IAM identity management with Simplici
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Investor onboarding combines Hanzo IAM identity management with the KYC
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KYC/AML verification.
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\subsection{Identity Creation}
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@@ -20,15 +20,15 @@ KYC/AML verification.
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data queries to that org.
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\end{enumerate}
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\subsection{KYC/AML via Simplici}
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\subsection{KYC/AML Verification}
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\begin{enumerate}[leftmargin=1.4em]
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\item ArcaLabs onboarding service redirects the investor to
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Simplici's verification flow.
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\item Simplici performs: identity document verification, liveness
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the KYC provider's verification flow.
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\item The KYC provider performs: identity document verification, liveness
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detection, OFAC/sanctions screening, PEP screening, and accredited
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investor verification.
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\item Upon completion, Simplici returns a signed attestation to
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\item Upon completion, the provider returns a signed attestation to
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ArcaLabs via webhook.
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\item ArcaLabs compliance service validates the attestation and
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updates the investor's IAM profile with: KYC status, accreditation
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@@ -39,7 +39,7 @@ KYC/AML verification.
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\subsection{Ongoing Monitoring}
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Simplici performs continuous monitoring:
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The KYC provider performs continuous monitoring:
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\begin{itemize}[leftmargin=1.4em]
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\item Daily sanctions list re-screening.
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\item Adverse media monitoring.
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@@ -32,7 +32,7 @@
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\node[arca, right=of trade] (custody) {MPC Custody};
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% External
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\node[chain, below left=of onboard] (simplici) {Simplici};
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\node[chain, below left=of onboard] (kycprov) {KYC Provider};
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\node[chain, below=of trade] (ats) {the regulated ATS};
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% Base + Webhooks
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@@ -48,7 +48,7 @@
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\draw[arr] (gw) -- (iam);
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\draw[arr] (gw) -- (kms);
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\draw[arr] (iam) -- (onboard);
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\draw[arr] (onboard) -- (simplici);
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\draw[arr] (onboard) -- (kycprov);
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\draw[arr] (onboard) -- (trade);
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\draw[arr] (trade) -- (ats);
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\draw[arr] (trade) -- (custody);
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@@ -33,10 +33,6 @@ Aborts,'' \textit{ACM CCS}, 2020.
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Lux Partners, ``Lux Network: A Scalable Multi-Chain Architecture,''
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Technical Report, 2022.
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\bibitem{simplici2024}
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Simplici Inc., ``Broker-Dealer Integrated KYC/AML Platform,''
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Product Documentation, 2024.
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\bibitem{sec17a4}
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SEC, ``Records to Be Preserved by Certain Exchange Members, Brokers and
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Dealers,'' 17 CFR \S~240.17a-4.
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